[Tender Reference No.] 113.09
[Subject of the Procurement] Transaction Monitoring and Sanctions Screening System Model Validation and NYDFS Part 504 Gap Analysis
[Procuring Entity] Bank of Taiwan, New York Branch
[Contact Person] General Affairs Department
[Tel. No.] 212-968-8128
[Time-limit for Receipt of Tenders] 7/9/2024 5:00 PM EST
[Date of Tender Opening] 7/9/2024 5:30 PM EST
[Summary of the Qualification requirements]
1. The consultant should have license, e.g., Certified Anti-Money Laundering Specialist、Certified Bank Auditor、Certified Financial Services Auditor、Certified Risk Professional or Anti-money Laundering Certificate.
2. The consultant has track record and experience of conducting BSA/AML/OFAC compliance assessment and module validation and tuning for banks in the US.
3. A specific service scope for the processes.
4. The consultant must have actual working experience and knowledge with Prime Compliance Suite software or other similar types of BSA/AML/OFAC automated programs. Evidence of such working experience and knowledge is required.
5. A description of time schedule for the project in addition to one fixed budget.
6. The Branch’s current outsourced internal auditors are excluded.
7. The procuring entity may instruct the tenderer to provide the original copy of the qualification documents within a specified time period for verification, if necessary. If the tenderer fails to comply with the instruction, the verification shows that the photocopy does not match the original, or there is other evidence showing that the qualification document provided by the tenderer is false or untrue, the tenderer’s qualification shall be deemed invalid in accordance with Article 50 of the GPA.
[Additional Description]
Tenderer is required to provide due diligence documents specified by the procuring entity. The relevant due diligence documents may include cybersecurity related policies and procedures, company profile, company registration certificate, business contingency plan, and overall disaster recovery plan, etc.
Other details please refer to Bank of Taiwan website: https://www.bot.com.tw/en/personal-banking announcement
